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YOUR RIGHT TO
PRIVACY BY LAW GLOBAL MAXFIN INVESTMENTS INC. (“GMII”) Privacy Principles comply with the provisions of Canada's Personal
Information Protection and Electronic Documents Act: Principle 1: Accountability. GMII is responsible for maintaining and
protecting the personal information we collect. Principle 2: Identifying Purposes. The purpose for which personal information
is being collected will be explained either before or when it is collected. Principle 3: Consent. GMII will obtain consent
to collect, hold, use and disclose personal information. This is done by providing a Privacy Protection Notice when an account
is first opened... Principle 4: Limiting Collection. GMII will collect only information to be able to provide you with financial
services that are appropriate to your needs. Principle 5: Limiting Use, Disclosure and Retention. GMII will use and disclose
information only for the purposes identified, and will not share it with any other organization, unless required to do so
by law. Principle 6: Accuracy. GMII keep personal information as accurate, complete and up to date as is necessary for these
purposes. Principle 7: Safeguards. GMII protects personal information from unauthorized access, disclosure and use with appropriate
safeguards and security measures. Principle 8: Openness. Upon request, GMII will provide specific details about GMII information
handling policies and procedures. Principle 9: Access. GMII will provide access to the personal information collected. An
individual may check the accuracy of their personal information and request that it be amended as appropriate. Principle 10:
Challenging Our Compliance. GMII will investigate and respond to concerns about any aspect of our handling of personal information
GMII treats the personal and confidential information of our clients as personal and confidential. At the same time, as we
are providers of financial services, the collection and use of personal information is fundamental to our business and to
the delivery of sound investment advice. Any information collected by or provided to us will be maintained in the Head Office
client file, where access will be restricted to only: o Head Office Employees of Global Maxfin Investments Inc., in the performance
of their duties o Individuals to whom you have granted access o Individuals authorized by law The information you have provided
is necessary and will allow Global to evaluate your needs, help in the selection of financial products that correspond to
your financial objectives, and allows us to administer your accounts. We may also use the information from time to time to
provide you with details on financial products and services from Global and other members of its group of companies that may
be of interest to you. You have the right to request access to your own personal and confidential information and if necessary,
make changes to ensure that we have accurate information. Should you have questions or concerns regarding the above, or wish
to make changes to your personal information, we recommend that you speak directly to your financial representative. Alternatively,
you may contact GMII’s Privacy Officer either via e-mail to privacyofficer@globalfinancial.ca or in writing to: Global Maxfin
Investments Inc. Attn: Dagmar Mikkila 100 Mural Street Suite 201 Richmond Hill, Ontario, L4B 1J3 GENERAL DISCLAIMERS 1. Only
financial representatives of a Mutual Fund Dealer may offer Mutual Fund products for sale. 2. Only financial representatives
of a Scholarship Plan Dealer may offer Registered Education Savings Plans. 3. Gerald Lee is licensed for the sale of insurance
products through a separate organization and will provide the name of that organization when sales are conducted. The sale
of such products is not the business of, or supervised by GMII, and GMII will not be accountable, responsible or liable for
such activities. 4. Products and services are available only in jurisdictions where they may be lawfully offered for sale
and are subject to the terms and conditions of any applicable agreements. Not all products and services are available in all
geographical regions. 5. Commissions, service fees and management fees and expenses may be associated with mutual fund investments
details of which are outlined in the prospectus which will be given to you by Gerald Lee before you purchase any mutual fund.
6. Mutual funds are not guaranteed and are not covered by the Canadian Deposit Insurance Corporation. 7. Labour Sponsored
Funds have tax credits that are subject to certain conditions which may affect your personal taxes if the Fund is redeemed
within eight years. 8. This site is for general information only regarding Gerald Lee and is not endorsed by GMII. This information
is not intended to provide specific advice and personal circumstances should be discussed with Gerald Lee. 9. Sites accessed
by hypertext links appearing in this site have been independently developed by others. We do not guarantee the accuracy of
any information in these other sites. The listing of an organization on this site should not be interpreted as an endorsement
of its services or products by Gerald Lee or GMII. 10. This site is intended for Canadian residents only and the information
contained is subject to change without notice. 11. E-mail over the internet is not a secure medium and privacy cannot be guaranteed.
Gerald Lee and GMII cannot accept any responsibility for any harm or damage incurred as a result of sending personal or confidential
information to Gerald Lee or GMII over the internet, or if information is sent over the internet at your request.
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